Head of Legal Compliance at Goldenbridge Asset Management

Goldenbridge Asset Management stands as a distinguished firm specializing in fund and portfolio management. Our array of services encompasses both discretionary and non-discretionary portfolio management, catering to individuals, corporations, and organizations. Since our establishment in 2015, we have consistently delivered value and achieved robust returns for our esteemed clientele. Our expertise extends deep into the realms of Nigeria and the global markets, reflecting a comprehensive understanding of these dynamic landscapes. Across the years, our adept investment team has showcased exceptional performance, showcasing resilience even amidst diverse market fluctuations. Through a blend of innovative concepts and pragmatic solutions, we have actively facilitated tangible financial advancement, fostering a more secure financial future for clients spanning a spectrum of income levels and portfolio sizes.

Title: Head of Legal Compliance

Location: Abuja

Job Responsibilities

• Establishing company policies and procedures for handling compliance issues such as data security and privacy protection
• Implementing compliance training to ensure that employees understand their responsibilities regarding ethics, laws, and regulations
• Provide legal advice on the administration, operations, and financial activities of the Company.
• Responsible for legal affairs, including overseeing, identifying, and dealing with all legal issues which affect the Company.
• Own, prepare and maintain customer-facing terms and conditions for our products, regulated or otherwise.
• Lead in the drafting and negotiation of commercial agreements on behalf of the Company.
• Provide company secretarial services to the Company.
• Support general strategic and corporate projects, including but not limited to the development of new products (regulated or otherwise), regulated license applications, intragroup projects, relevant corporate affairs/matters, advice on the legal implications of employee incentive structures, etc.
• Work closely with the compliance team, especially in areas related to compliance with law, regulations, and self-regulation codes.
• Responsible for proactively managing the legal risks of the Company including managing the litigation database and providing relevant updates to the Company management and board as needed.
• Provide in-house legal support for the Company’s acquisition and fund-raising activities.
• Advise management on the impact of any new legal & regulatory guidelines.

Requirements

• Bachelor’s Degree in Law (LLB)
• 6+ years’ experience in compliance management, with at least 3 years in a senior-level role
• Strong working knowledge of compliance regulations, including FINRA, SEC, etc.
• Proven ability to develop and implement effective compliance programs.
• Outstanding leadership and interpersonal skills.
• Exceptional written and verbal communication skills.
• Corporate and financial services experience.

Deadline: Not Specified.

How to Apply: Interested and qualified candidates should forward their CV with a Cover Letter as one document in PDF to: [email protected] using the position as the subject of the email.