Compliance Officer at Sigma Asset Management

Sigma Asset Management is an asset management firm dedicated to providing innovative investment solutions and exceptional client service. We manage a diverse portfolio of assets and are committed to delivering superior returns for our clients while maintaining the highest standards of regulatory compliance.

Job Title: Compliance Officer

Location: Abuja (FCT)

Job Description

• The Compliance Officer will be responsible for ensuring that the firm adheres to all regulatory requirements and internal policies.
• This role involves developing, implementing, and monitoring compliance programs, conducting risk assessments, and providing guidance to the firm’s management and staff on compliance matters.

Key Responsibilities

• Develop and implement compliance policies and procedures to ensure adherence to regulatory requirements.
• Monitor and assess the effectiveness of compliance programs and controls.
• Conduct regular risk assessments and compliance audits.
• Provide training and guidance to employees on compliance-related matters.
• Stay up-to-date with regulatory changes and ensure the firm’s policies are updated accordingly.
• Investigate and resolve compliance issues and breaches.
• Prepare and submit regulatory reports and filings.
• Liaise with regulatory bodies and external auditors.
• Maintain records of compliance activities and prepare reports for senior management.
• Foster a culture of compliance within the organization.

Qualifications

• Bachelor’s degree in Law, Finance, Business Administration, or a related field.
• Minimum of 5 years of experience in compliance, within the asset management or financial services industry.
• Strong knowledge of regulatory requirements and standards applicable to asset management.
• Excellent analytical and problem-solving skills.
• Strong attention to detail and organizational skills.
• Effective communication and interpersonal skills.
• Ability to work independently and as part of a team.
• Professional certifications such as Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM) are a plus.

Skills:

• Regulatory compliance
• Risk assessment and management
• Policy development and implementation
• Compliance auditing
• Training and development
• Strong written and verbal communication
• Proficiency in compliance software and tools.

Application Closing Date
Not Specified.

How to Apply: Interested and qualified candidates should send their Resume and Cover letter to: [email protected] using the job title as the subject of the mail.

Note: Being a sponsored individual is a plus.