Compliance and Control Officer at First City Monument Bank (FCMB) Limited

First City Monument Bank (FCMB) Limited is a member of FCMB Group Plc, which is one of the leading financial services institutions in Nigeria with subsidiaries that are market leaders in their respective segments. Having successfully transformed to a retail and commercial banking-led group, FCMB expects to continue to distinguish itself by delivering exceptional services, while enhancing the growth and achievement of the personal and business aspirations of our customers.

Job Title: Compliance and Control Officer

Location: Marina, Lagos

Employment Type: Full-time

Job Description

• Conduct periodic reviews of business processes to ensure alignment with company policies.
• Monitor transactions, client engagements, and records to detect and escalate non-compliance issues.
• Evaluate the effectiveness of existing controls and recommend improvements.
• Maintain a risk register and ensure timely follow-up on identified risks and audit findings.
• Monitor and ensure adherence to local regulations (e.g., SEC, CBN, and other applicable laws)
• Assist in drafting and updating compliance policies and internal procedures.
• Ensure all employees understand their compliance obligations through regular training and communication.
• Maintain comprehensive documentation of compliance activities and control procedures.
• Prepare periodic compliance and risk management reports for senior management and the board of directors
• Report any breaches, suspicious activities, or risk events promptly to the appropriate authorities.
• Coordinate with external auditors and ensure timely resolution of issues raised.

Job Requirements

• Bachelor’s Degree in Law, Finance, Business Administration, or a related field.
• Professional certifications (e.g., ICAN, ACCA, CISA, or CAMS) are an added advantage.
• 6 – 8 years of experience in compliance, risk management, or internal control roles, preferably in financial services.
• Knowledge of capital markets is highly desirable.
• Strong knowledge of regulatory frameworks (e.g., SEC, CBN).
• Excellent understanding of compliance principles, AML/KYC guidelines, and corporate governance.
• Analytical mindset with the ability to identify risks and propose effective controls.

Application Closing Date
10th November, 2024.

How to Apply
Interested and qualified candidates should:
Click here to apply online